Argenta Private Capital Limited

• Principal Place of Business

  5th Floor 70 Gracechurch Street

  London

  London

  EC3V 0XL

  UNITED KINGDOM

  Phone

  +442078257200

  Web

  https://www.argentagroup.com/investing-at-lloyds

• Complaints Contact

  5th Floor 70 Gracechurch Street

  London

  EC3V 0XL

  UNITED KINGDOM

  Phone

  +442078257200

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Lloyd's Investment Advice

  For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

• Investment Setup

  For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

• Private Investment Funds

• Alan William Tucker

  IRN AWT01019

  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF1 Director (1 Dec 2001 to 31 Jul 2012)
  • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
• Alasdair James Dougall Locke

  IRN AJL01196

  • CF2 Non Executive Director (31 Mar 2010 to 21 Jul 2017)
• Andrew Brooks

  IRN AXB01659

  • CF30 Customer (1 Nov 2007 to 1 May 2015)
  • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
• Andrew Carter

  IRN AXC01867

  • CF21 Investment Adviser (27 Jul 2005 to 1 Mar 2007)
• Andrew John Annandale

  IRN AJA01068

  • CF2 Non Executive Director (6 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 23 May 2008)
  • CF23 Corporate Finance Adviser (15 Aug 2005 to 31 Oct 2007)
  • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 23 May 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 23 May 2008)
• Andrew John Hubbard

  IRN AJH01610

  • SMF9 Chair of the Governing Body (29 Oct 2021 to 30 Jun 2024)
  • CF2 Non Executive Director (1 Apr 2013 to 8 Dec 2019)
• Andrew Michael Colcomb

  IRN AMC01138

  • [FCA CF] Significant management (since 13 May 2020)
  • [FCA CF] Client dealing (since 13 May 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
  • CF25 Adviser on Syndicate Participation at Lloyd's (30 Mar 2005 to 31 Oct 2007)
• Antony John Smithson

  IRN AJS01244

  • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
  • CF25 Adviser on Syndicate Participation at Lloyd's (11 Apr 2005 to 31 Oct 2007)
• Christopher Graham Sawyer

  IRN CGS01063

  • CF30 Customer (19 Aug 2013 to 8 Jun 2016)
• Christopher John Rupert Fairs

  IRN CJF01041

  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 May 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 26 Aug 2020)
  • CF21 Investment Adviser (15 Aug 2005 to 1 Mar 2007)
  • CF10 Compliance Oversight (15 Aug 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.