Date authorised
8 May 1986
Companies House
00741597
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 70 Gracechurch Street
    London
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200
  • Complaints Contact

    5th Floor 70 Gracechurch Street
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  • Investment Setup

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Norman Clark

    IRN CNC01032

    • CF2 Non Executive Director (9 Aug 2012 to 8 Dec 2019)
  • David Bernard Harrison

    IRN DBH01018

    • CF30 Customer (1 Nov 2007 to 13 Dec 2012)
    • CF1 Director (1 Dec 2001 to 13 Nov 2012)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 13 Nov 2012)
  • David Michael Fell

    IRN DMF01078

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • David Monksfield

    IRN DXM01339

    • SMF9 Chair of the Governing Body (16 Apr 2020 to 30 Jun 2021)
    • SMF3 Executive Director (16 Apr 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • CF29 Significant management (8 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • David Peter Reames

    IRN DPR01089

    • CF28 Systems and controls (3 Aug 2012 to 8 Apr 2016)
    • CF30 Customer (3 Aug 2012 to 8 Apr 2016)
    • CF1 Director (3 Aug 2012 to 24 Feb 2016)
  • David Williams

    IRN DGW01071

    • CF1 Director (5 Apr 2011 to 29 Jul 2015)
    • CF3 Chief Executive (5 Apr 2011 to 29 Jul 2015)
  • Fiona Ann Blood

    IRN FAB01012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (30 Mar 2005 to 31 Oct 2007)
  • Graham Edward Watts

    IRN GEW01034

    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 14 Feb 2003)
  • Graham White

    IRN GJW01059

    • CF30 Customer (30 May 2008 to 31 Jul 2015)
    • CF3 Chief Executive (30 May 2008 to 1 Jun 2011)
    • CF2 Non Executive Director (14 Mar 2008 to 30 May 2008)
    • CF1 Director (9 Aug 2007 to 14 Mar 2008)
    • CF25 Adviser on Syndicate Participation at Lloyd's (3 Nov 2006 to 31 Oct 2007)
  • Guy Bentley Hudson

    IRN GBH01012

    • [FCA CF] Client dealing (since 23 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.