Date authorised
8 May 1986
Companies House
00741597
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 70 Gracechurch Street
    London
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200
  • Complaints Contact

    5th Floor 70 Gracechurch Street
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  • Investment Setup

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Hennings

    IRN JXH01045

    • [FCA CF] Client dealing (since 6 Jan 2023)
  • Jacquie Ann Phillips

    IRN JAP01133

    • CF30 Customer (1 Nov 2007 to 1 Jan 2018)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • James Anthony Mackay

    IRN JAM01231

    • CF30 Customer (1 Nov 2007 to 30 Mar 2019)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF1 Director (14 Mar 2005 to 30 Mar 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Jeremy Mark Bray

    IRN JMB01147

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (2 Mar 2005 to 31 Oct 2007)
    • CF1 Director (2 Mar 2005 to 30 Jul 2012)
  • Jeremy Pinchin

    IRN JXP01195

    • CF2 Non Executive Director (1 Dec 2001 to 21 Jul 2003)
  • John Colville Parkinson

    IRN JCP01054

    • CF25 Adviser on Syndicate Participation at Lloyd's (27 Aug 2004 to 15 Feb 2007)
  • John Michael Walker

    IRN JMW01157

    • CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • John Robert Robson

    IRN JRR01030

    • CF30 Customer (1 Nov 2007 to 1 Jan 2015)
    • CF25 Adviser on Syndicate Participation at Lloyd's (15 Apr 2005 to 31 Oct 2007)
  • Katharine Louise Tongue

    IRN KXT00210

    • SMF3 Executive Director (since 8 Nov 2022)
  • Ken Holmes

    IRN KXH01244

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.