Argenta Private Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5th Floor 70 Gracechurch StreetLondonLondonEC3V 0XLUNITED KINGDOM- Phone
- +442078257200
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Complaints Contact
5th Floor 70 Gracechurch StreetLondonEC3V 0XLUNITED KINGDOM- Phone
- +442078257200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Lloyd's Investment Advice
For All, Membership of a Lloyd's syndicate, Rights to or interests in investments
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant
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Investment Setup
For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jack Hennings
IRN JXH01045
- [FCA CF] Client dealing (since 6 Jan 2023)
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Jacquie Ann Phillips
IRN JAP01133
- CF30 Customer (1 Nov 2007 to 1 Jan 2018)
- CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
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James Anthony Mackay
IRN JAM01231
- CF30 Customer (1 Nov 2007 to 30 Mar 2019)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
- CF1 Director (14 Mar 2005 to 30 Mar 2019)
- CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
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Jeremy Mark Bray
IRN JMB01147
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
- CF25 Adviser on Syndicate Participation at Lloyd's (2 Mar 2005 to 31 Oct 2007)
- CF1 Director (2 Mar 2005 to 30 Jul 2012)
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Jeremy Pinchin
IRN JXP01195
- CF2 Non Executive Director (1 Dec 2001 to 21 Jul 2003)
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John Colville Parkinson
IRN JCP01054
- CF25 Adviser on Syndicate Participation at Lloyd's (27 Aug 2004 to 15 Feb 2007)
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John Michael Walker
IRN JMW01157
- CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
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John Robert Robson
IRN JRR01030
- CF30 Customer (1 Nov 2007 to 1 Jan 2015)
- CF25 Adviser on Syndicate Participation at Lloyd's (15 Apr 2005 to 31 Oct 2007)
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Katharine Louise Tongue
IRN KXT00210
- SMF3 Executive Director (since 8 Nov 2022)
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Ken Holmes
IRN KXH01244
- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.