Argenta Private Capital Limited

• Principal Place of Business

  5th Floor 70 Gracechurch Street

  London

  London

  EC3V 0XL

  UNITED KINGDOM

  Phone

  +442078257200

  Web

  https://www.argentagroup.com/investing-at-lloyds

• Complaints Contact

  5th Floor 70 Gracechurch Street

  London

  EC3V 0XL

  UNITED KINGDOM

  Phone

  +442078257200

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Lloyd's Investment Advice

  For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

• Investment Setup

  For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

• Private Investment Funds

• Kevin Jackson

  IRN KXJ01090

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (12 Oct 2022 to 8 Dec 2025)
  • CF30 Customer (25 Mar 2013 to 8 Dec 2019)
• Kim Diane Gibbs

  IRN KDG01029

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF29 Significant management (26 Jul 2018 to 8 Dec 2019)
• Marcus Gary Warner

  IRN MXW01416

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • CF1 Director (3 Sep 2003 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Michael Guy Hilliard Heald

  IRN MGH01123

  • CF2 Non Executive Director (5 Apr 2011 to 8 Dec 2019)
• Michael Roland Peto Doughty

  IRN MRD01066

  • [FCA CF] Client dealing (since 18 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
• Michael Sean Connor

  IRN MSC01080

  • [FCA CF] CASS oversight function (since 10 May 2021)
  • Responsible for Insurance Distribution (since 8 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2021)
  • SMF16 Compliance Oversight (since 8 Apr 2021)
• Michael William Payne

  IRN MWP01039

  • CF1 Director (1 Dec 2001 to 13 Dec 2001)
• Milka Jacoby

  IRN MXZ01011

  • CF30 Customer (1 Nov 2007 to 1 Apr 2015)
  • CF25 Adviser on Syndicate Participation at Lloyd's (30 Mar 2005 to 31 Oct 2007)
• Monica Burch

  IRN MXB03985

  • SMF9 Chair of the Governing Body (since 30 Jun 2024)
• Neil Leonard Geisa

  IRN NLG01007

  • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
  • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.