Date authorised
8 May 1986
Companies House
00741597
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 70 Gracechurch Street
    London
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200
  • Complaints Contact

    5th Floor 70 Gracechurch Street
    London
    EC3V 0XL
    UNITED KINGDOM
    Phone
    +442078257200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  • Investment Setup

    For All, Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norton Louis Philip Brabourne

    IRN NXK01031

    • CF2 Non Executive Director (1 Dec 2001 to 10 Sep 2010)
  • Paul Francis Sandilands

    IRN PFS01024

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2013)
  • Peter Tom Fletcher

    IRN PTF01016

    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Philip Alan Maidens

    IRN PAM01101

    • CF25 Adviser on Syndicate Participation at Lloyd's (30 Aug 2002 to 13 Jul 2004)
    • CF1 Director (1 Dec 2001 to 9 Jul 2002)
  • Richard Crinson

    IRN RXC00714

    • [FCA CF] Client dealing (since 24 Apr 2023)
  • Richard Martin Sankey

    IRN RMS01135

    • [FCA CF] Client dealing (9 Jul 2021 to 29 Jul 2022)
  • Robert Paul Flach

    IRN RPF01024

    • SMF1 Chief Executive (since 26 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2012)
    • CF14 Risk Assessment (2 Mar 2005 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (2 Mar 2005 to 31 Oct 2007)
    • CF1 Director (2 Mar 2005 to 30 Jul 2012)
  • Robin Charles Griffith Taylor

    IRN RCT01053

    • CF30 Customer (1 Nov 2007 to 1 Jul 2015)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
  • Roger Solomon Curtis

    IRN RSC00006

    • [FCA CF] Client dealing (30 Jan 2023 to 2 Mar 2026)
  • Timothy Roger Riddell

    IRN TRR01006

    • CF1 Director (1 Dec 2001 to 13 Dec 2001)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.