David Peter Reames

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Heligan Investments LLP (no longer approved here)
FRN 967118
- SMF16 Compliance Oversight (15 Nov 2022 to 24 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2022 to 24 Nov 2023)
Argenta Private Capital Limited (no longer approved here)
FRN 204845
- CF1 Director (3 Aug 2012 to 24 Feb 2016)
- CF28 Systems and controls (3 Aug 2012 to 8 Apr 2016)
- CF30 Customer (3 Aug 2012 to 8 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.