Aon Securities Limited

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860000

  Web

  https://www.aon.com

• Complaints Contact

  200 East Randolph St

  11th Floor

  Chicago

  Illinois

  60601

  UNITED STATES OF AMERICA

  Phone

  +13122034981

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Terence Michael Donovan

  IRN JTD01057

  • [FCA CF] Material risk taker (since 18 Dec 2023)
  • SMF5 Head of Internal Audit (since 7 Mar 2020)
• Jordan Andrew John Fisher

  IRN JXF00128

  • [FCA CF] Client dealing (since 1 Aug 2022)
• Jordan McLeod Brown

  IRN JXB01505

  • [FCA CF] Material risk taker (15 Jan 2024 to 16 Apr 2025)
  • [FCA CF] Manager of certification employee (28 Jul 2023 to 16 Apr 2025)
  • [FCA CF] Client dealing (28 Jul 2023 to 16 Apr 2025)
• Joseph Garcia Martinez

  IRN JXM24599

  • [FCA CF] Material risk taker (2 Jan 2024 to 28 Mar 2025)
  • SMF18 Other Overall Responsibility (14 Apr 2020 to 28 Mar 2025)
• Joseph McGrane

  IRN JXM01488

  • CF2 Non Executive Director (1 Dec 2001 to 5 Feb 2002)
• Joshua Paul Thomas O'Donoghue

  IRN JPO01053

  • CF30 Customer (18 Jun 2019 to 24 Oct 2019)
• Julianne Jessup

  IRN JXJ01079

  • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
• Jun Hong

  IRN JXH12210

  • CF30 Customer (11 Mar 2019 to 24 Oct 2019)
• Kevin Stephen Timmons

  IRN KST01009

  • CF30 Customer (10 Feb 2009 to 27 Nov 2009)
• Leo Tristram Beckham

  IRN LTB01016

  • CF30 Customer (1 Apr 2008 to 25 Oct 2010)

No changes recorded yet.