Aon Securities Limited

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860000

  Web

  https://www.aon.com

• Complaints Contact

  200 East Randolph St

  11th Floor

  Chicago

  Illinois

  60601

  UNITED STATES OF AMERICA

  Phone

  +13122034981

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Linda Ann Baskett

  IRN LAB01161

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2020 to 11 Mar 2022)
• Lorenzo Volpi

  IRN LXV01031

  • CF30 Customer (1 Nov 2007 to 1 Jun 2010)
  • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
• Lorimer Patrick Tucker

  IRN LPT01005

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Dec 2002)
• Luke Edmund Proctor

  IRN LEP01025

  • CF30 Customer (1 Jan 2011 to 6 Sep 2012)
• Marc Lambert Georges Wim Beckers

  IRN MXB01475

  • CF30 Customer (9 Aug 2012 to 31 Jul 2017)
• Mark Andrew Heydon

  IRN MAH01353

  • CF30 Customer (29 Sep 2008 to 29 May 2009)
• Mark Anthony Read

  IRN MAR01236

  • CF1 Director (3 Jun 2010 to 15 Nov 2013)
• Mark Keith Rowe

  IRN MKR01017

  • CF11 Money Laundering Reporting (5 Oct 2007 to 1 May 2009)
• Mark Knight

  IRN MXK00328

  • [FCA CF] Significant management (27 Apr 2021 to 6 Aug 2024)
• Martin John Wood

  IRN MJW01264

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 9 Jan 2003)

No changes recorded yet.