Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Paul Kimber

    IRN MPK01036

    • SMF7 Group Entity Senior Manager (30 Mar 2021 to 11 Dec 2025)
  • Michael Martin Steel

    IRN MMS01029

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF1 Director (1 Nov 2007 to 1 Jul 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Roger Cain

    IRN MRC01172

    • CF1 Director (1 Nov 2007 to 28 Feb 2008)
  • Nicholas Geoffrey Wrelton Triggs

    IRN NGT01010

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (31 May 2013 to 8 Dec 2019)
    • CF30 Customer (31 May 2013 to 8 Dec 2019)
  • Oisín Ó’Gógáin

    IRN OXG00071

    • SMF18 Other Overall Responsibility (since 2 Aug 2024)
  • Oliver Charles Homer

    IRN OCH01003

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF23 Corporate Finance Adviser (12 Jul 2005 to 31 Oct 2007)
  • Paul Allen Hagy

    IRN PXH74502

    • SMF18 Other Overall Responsibility (17 Apr 2020 to 17 Jul 2025)
  • Paul Christian Brotzel

    IRN PCB01120

    • SMF18 Other Overall Responsibility (19 Feb 2020 to 26 Sep 2022)
  • Paul Michael Rayner

    IRN PMR01086

    • CF30 Customer (1 Nov 2007 to 6 Sep 2012)
    • CF23 Corporate Finance Adviser (12 Apr 2005 to 31 Oct 2007)
  • Paul Thomas Schultz

    IRN PTS01037

    • [FCA CF] Material risk taker (17 Jan 2024 to 9 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2024)
    • CF3 Chief Executive (23 Feb 2012 to 8 Dec 2019)
    • CF1 Director (13 Feb 2009 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.