Aon Securities Limited

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860000

  Web

  https://www.aon.com

• Complaints Contact

  200 East Randolph St

  11th Floor

  Chicago

  Illinois

  60601

  UNITED STATES OF AMERICA

  Phone

  +13122034981

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Francis Murphy

  IRN PFM01055

  • CF1 Director (29 Sep 2014 to 14 Sep 2018)
• Peter Iain Brown

  IRN PIB01018

  • CF30 Customer (1 Aug 2013 to 21 Jul 2017)
• Philip Leighton Hanson

  IRN PLH01054

  • CF10a CASS Oversight function (5 Sep 2012 to 23 Jan 2015)
  • CF10 Compliance Oversight (5 Sep 2012 to 15 Apr 2016)
  • CF11 Money Laundering Reporting (5 Sep 2012 to 15 Apr 2016)
  • CF1 Director (19 Jul 2011 to 15 Apr 2016)
• Priya Sharma

  IRN PXS37950

  • [FCA CF] Client dealing (16 Dec 2024 to 11 Aug 2025)
• Rajeev Khanna

  IRN RXK24644

  • [FCA CF] Material risk taker (20 Dec 2023 to 7 Jun 2024)
  • SMF7 Group Entity Senior Manager (24 Oct 2022 to 26 Feb 2024)
  • SMF18 Other Overall Responsibility (17 Apr 2020 to 24 Oct 2022)
• Raphael Rayees

  IRN RXR01639

  • CF30 Customer (23 Jan 2015 to 5 Sep 2016)
• Rhodri Lane

  IRN RXL01781

  • [FCA CF] Client dealing (1 Jul 2020 to 23 May 2022)
  • SMF3 Executive Director (9 Dec 2019 to 23 May 2022)
  • CF1 Director (14 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (14 Dec 2017 to 8 Dec 2019)
• Richard Anthony Astill

  IRN RXA00043

  • [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2024)
• Richard Erik Charles Pennay

  IRN RXP00525

  • [FCA CF] Material risk taker (since 19 Jan 2024)
  • SMF3 Executive Director (since 4 Dec 2023)
  • SMF1 Chief Executive (since 4 Dec 2023)
  • [FCA CF] Manager of certification employee (28 Jul 2023 to 9 Feb 2024)
• Robert George Phillips

  IRN RGP01034

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Nov 2005)

No changes recorded yet.