Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARTHUR J. GALLAGHER (UK) LIMITED (no longer approved here)

    FRN 312919

    • CF1 Director (1 Jun 2018 to 9 Sep 2019)
    • CF1 Director (AR) (3 Nov 2017 to 9 Sep 2019)
    • CF28 Systems and controls (31 Oct 2017 to 25 Jun 2019)
  • Alesco Risk Management Services Limited (no longer approved here)

    FRN 482231

    • (5)Employed By (3 Nov 2017 to 9 Sep 2019)
  • RISK MANAGEMENT PARTNERS LTD. (no longer approved here)

    FRN 313119

    • CF1 Director (31 Oct 2017 to 9 Sep 2019)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF11 Money Laundering Reporting (5 Sep 2012 to 15 Apr 2016)
    • CF10 Compliance Oversight (5 Sep 2012 to 15 Apr 2016)
    • CF10a CASS Oversight function (5 Sep 2012 to 23 Jan 2015)
    • CF1 Director (19 Jul 2011 to 15 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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