Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Sidney McLendon

    IRN RSM01139

    • CF30 Customer (24 Jun 2010 to 31 Mar 2011)
  • Romulo Braga

    IRN RXB01890

    • CF30 Customer (1 Feb 2008 to 13 Oct 2011)
  • Ross Andrew Dawson

    IRN RXD00016

    • [FCA CF] Significant management (1 Jul 2020 to 31 Aug 2024)
  • Ross Paul Milburn

    IRN RPM01046

    • CF11 Money Laundering Reporting (15 May 2009 to 17 Aug 2012)
    • CF10 Compliance Oversight (13 Feb 2009 to 17 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 17 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 17 Aug 2012)
  • Sam Philip Ward

    IRN SPW01147

    • CF30 Customer (20 Feb 2015 to 22 Jun 2018)
  • Scott Laurence Maries

    IRN SLM01062

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sean Charles Spells

    IRN SXS01083

    • SMF18 Other Overall Responsibility (11 Oct 2024 to 14 Feb 2025)
    • [FCA CF] Material risk taker (11 Jul 2024 to 14 Feb 2025)
  • Shardul Dinesh Oza

    IRN SXO00155

    • [FCA CF] Significant management (14 Apr 2022 to 9 Sep 2024)
  • Shibrha Walia-Sharma

    IRN SXW00046

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Simon Timothy Abel

    IRN STA01011

    • CF11 Money Laundering Reporting (26 Jul 2016 to 30 Sep 2018)
    • CF1 Director (26 Jul 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (26 Jul 2016 to 30 Sep 2018)
    • CF30 Customer (29 Aug 2013 to 30 Sep 2018)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.