Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Kenneth Bowman

    IRN SKB01021

    • CF1 Director (13 Feb 2009 to 8 Mar 2010)
    • CF28 Systems and controls (13 Feb 2009 to 8 Mar 2010)
  • Terry Ronald Laville-Farrant

    IRN TXL12792

    • SMF18 Other Overall Responsibility (7 Mar 2020 to 30 Sep 2021)
  • Theodore Joseph Essayian Norris

    IRN TXN24816

    • [FCA CF] Client dealing (1 Jul 2020 to 3 Aug 2021)
    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
  • Thomas Joseph Potbury

    IRN TXP00017

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Thomas RIchard Deane

    IRN TRD01021

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF23 Corporate Finance Adviser (10 Jan 2007 to 31 Oct 2007)
  • Tristan McDonald

    IRN TXM01150

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF8 Apportionment and Oversight (9 Feb 2006 to 31 Oct 2007)
    • CF3 Chief Executive (9 Feb 2006 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jul 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • William Andrew Beecroft

    IRN WAB01045

    • CF30 Customer (1 Nov 2007 to 6 Sep 2012)
    • CF21 Investment Adviser (16 Jun 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (16 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.