Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MMC Securities Limited
FRN 171459
- SMF1 Chief Executive (since 4 Mar 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (18 Sep 2015 to 8 Dec 2019)
- CF30 Customer (24 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Sep 2012)
- CF21 Investment Adviser (16 Jun 2003 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (16 Jun 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.