Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • [FCA CF] Material risk taker (21 Apr 2023 to 10 Aug 2023)
    • SMF7 Group Entity Senior Manager (30 Mar 2021 to 11 Dec 2025)
  • Aon UK Limited (no longer approved here)

    FRN 310451

    • SMF16 Compliance Oversight (24 May 2022 to 26 Jun 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 20 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2025)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • SMF7 Group Entity Senior Manager (30 Mar 2021 to 11 Dec 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF19 Significant Mgt (Financial Resources) (30 Jun 2006 to 30 Sep 2007)
    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF19 Significant Mgt (Financial Resources) (30 Jun 2006 to 17 Sep 2007)
    • CF14 Risk Assessment (6 Sep 2005 to 17 Sep 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF14 Risk Assessment (6 Sep 2005 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.