Michael Roger Cain

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Management Limited

    FRN 776316

    • SMF3 Executive Director (since 13 Oct 2022)
    • [FCA CF] Material risk taker (25 Jul 2022 to 26 Nov 2025)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • [FCA CF] Material risk taker (25 Jul 2022 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (25 Jul 2022 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jul 2022 to 26 Nov 2025)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • [PRA CF] Managing a material risk taker (25 Jul 2022 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jul 2022 to 26 Nov 2025)
    • [FCA CF] Material risk taker (25 Jul 2022 to 26 Nov 2025)
  • Asta Managing Agency Ltd (no longer approved here)

    FRN 204897

    • CF1 Director (AR) (11 Mar 2022 to 15 Nov 2024)
  • CHORD REINSURANCE LIMITED (no longer approved here)

    FRN 784562

    • Employed By (11 Mar 2022 to 15 Nov 2024)
  • Aspen UK Syndicate Services Limited (no longer approved here)

    FRN 450345

    • SMF3 Executive Director (11 Feb 2021 to 30 Apr 2022)
    • SMF9 Chair of the Governing Body (11 Feb 2021 to 30 Apr 2022)
  • Aspen Insurance UK Limited (no longer approved here)

    FRN 202644

    • SMF1 Chief Executive (10 Dec 2018 to 10 Nov 2020)
    • SIMF1 Chief Executive Function (10 Oct 2017 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (3 Oct 2016 to 30 Jun 2017)
  • Aspen Managing Agency Limited (no longer approved here)

    FRN 478192

    • SMF1 Chief Executive (10 Dec 2018 to 10 Nov 2020)
    • SIMF1 Chief Executive Function (10 Oct 2017 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (3 Oct 2016 to 30 Jun 2017)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF1 Director (1 Nov 2007 to 28 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

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