Mark Keith Rowe

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pine Walk Capital Limited (no longer approved here)

    FRN 949934

    • SMF16 Compliance Oversight (3 Mar 2023 to 30 Jan 2026)
  • Arch Insurance (UK) Limited (no longer approved here)

    FRN 229887

    • SMF16 Compliance Oversight (24 May 2021 to 27 Sep 2022)
  • Arch Managing Agency Limited (no longer approved here)

    FRN 526140

    • SMF16 Compliance Oversight (24 May 2021 to 27 Sep 2022)
  • AXIS Underwriting Limited (no longer approved here)

    FRN 311833

    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2020)
    • CF1 Director (8 Aug 2016 to 8 Dec 2019)
  • AXIS Managing Agency Ltd. (no longer approved here)

    FRN 754962

    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2020)
    • CF10 Compliance Oversight (20 Apr 2018 to 9 Dec 2018)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF11 Money Laundering Reporting (5 Oct 2007 to 1 May 2009)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF17 Significant Mgt (Other Business Operations) (26 Jun 2002 to 31 Dec 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.