AXIS Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Brooks Cragg
IRN ABC01084
- CF1 Director (6 Oct 2017 to 3 May 2019)
Bernd-Gunther Saacke
IRN GXS01749
- CF1 Director (12 Oct 2009 to 23 Jul 2012)
Carly Matson
IRN CXM00435
- SMF3 Executive Director (8 Jul 2021 to 24 Mar 2023)
Clive Lee Murray
IRN CLM01028
- Responsible for Insurance Mediation (10 May 2012 to 31 Dec 2013)
- CF1 Director (10 May 2012 to 31 Dec 2013)
Fintan Vincent Mullarkey
IRN FVM01003
- SMF3 Executive Director (9 Dec 2019 to 8 Oct 2020)
- CF1 Director (5 Apr 2018 to 8 Dec 2019)
Guy Hillary Northam
IRN GHN01004
- CF1 Director (14 Jan 2005 to 21 Jun 2005)
Harry Sophocleous
IRN HXS37169
- SMF16 Compliance Oversight (since 30 Mar 2026)
Ian Burford
IRN IXB01225
- CF1 Director (7 Oct 2016 to 31 May 2017)
James Anthony Mollett
IRN JAM01492
- SMF1 Chief Executive (since 19 Jul 2023)
- SMF3 Executive Director (since 25 Sep 2020)
Janke Wilson
IRN JXW01162
- SMF16 Compliance Oversight (13 Dec 2024 to 27 Jan 2026)

Smaller firms operating under this firm's FCA authorisation.

Sales Ledger Protection Limited (no longer appointed)
FRN 541763 · Appointed 17 Feb 2011 · Until 1 Feb 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.