Adam Brooks Cragg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Argenta Syndicate Management Limited (no longer approved here)
FRN 204974
- SMF24 Chief Operations (17 Oct 2023 to 4 Oct 2024)
Lockton Companies LLP (no longer approved here)
FRN 523069
- [FCA CF] Manager of certification employee (5 May 2023 to 18 Jun 2023)
- [FCA CF] Significant management (31 Mar 2021 to 18 Jun 2023)
- SMF18 Other Overall Responsibility (15 Dec 2020 to 31 Mar 2022)
AXIS Managing Agency Ltd. (no longer approved here)
FRN 754962
- SMF3 Executive Director (10 Dec 2018 to 3 May 2019)
- CF1 Director (2 Feb 2018 to 9 Dec 2018)
AXIS Underwriting Limited (no longer approved here)
FRN 311833
- CF1 Director (6 Oct 2017 to 3 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.