Pine Walk Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alexander John Rossiter
IRN AXR00870
- CF1 Director (AR) (10 Jan 2024 to 13 May 2025)
Andrew Robert Ray
IRN ARR01052
- CF1 Director (AR) (since 3 Jun 2024)
- CF3 Chief Executive (AR) (since 3 Jun 2024)
- SMF1 (AR) Chief Executive function (26 May 2022 to 3 Jun 2024)
- SMF3 (AR) Executive Director function (26 May 2022 to 3 Jun 2024)
Armin Rothauser
IRN AXR00814
- CF2 Non Executive Director (AR) (since 30 Oct 2023)
Caroline Lucy Coulson
IRN CXC00823
- CF1 Director (AR) (since 22 Jul 2024)
Charles Mathias
IRN CXM01803
- Responsible for Insurance Distribution (since 18 Jul 2025)
- SMF10 Chair of the Risk Committee (since 5 Apr 2024)
- SMF9 Chair of the Governing Body (since 23 Feb 2023)
Christopher Smith Sweetser
IRN CSS01070
- SMF11 Chair of the Audit Committee (since 26 Aug 2025)
- SMF4 Chief Risk (1 Mar 2024 to 19 Sep 2025)
Clive Andrew Washbourn
IRN CAW01109
- CF1 Director (AR) (since 3 Jun 2024)
- CF3 Chief Executive (AR) (since 3 Jun 2024)
- SMF1 (AR) Chief Executive function (10 Mar 2022 to 3 Jun 2024)
- SMF3 (AR) Executive Director function (10 Mar 2022 to 3 Jun 2024)
Conor O'Riordan
IRN CXO00032
- CF1 Director (AR) (26 Aug 2025 to 27 Apr 2026)
- CF2 Non Executive Director (AR) (14 Sep 2023 to 27 Apr 2026)
Daniel Robert Mereu
IRN DXM01143
- CF1 Director (AR) (since 14 Mar 2025)
David James Daniel Woods
IRN DXW00751
- CF1 Director (AR) (since 10 Feb 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.