Pine Walk Capital Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Young
IRN DXY00073
- CF1 Director (AR) (since 16 Sep 2025)
Deborah Leen
IRN DXL00108
- SMF18 Other Overall Responsibility (since 6 Mar 2026)
Elizabeth Monica Rosabelle Powell
IRN EXP00269
- CF1 Director (AR) (since 11 Feb 2025)
Francesca Harrison
IRN FXH15328
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Dec 2022 to 31 Jan 2023)
- SMF16 Compliance Oversight (21 Dec 2022 to 3 Mar 2023)
Gareth Conway John
IRN GXJ00088
- CF3 Chief Executive (AR) (since 13 Jul 2024)
- CF1 Director (AR) (since 13 Jul 2024)
Gareth William Walters
IRN GXW00449
- CF1 Director (AR) (since 27 Apr 2026)
Grahame Trevethan Dawe
IRN GTD01018
- SMF3 Executive Director (since 26 Aug 2025)
- CF2 Non Executive Director (AR) (since 2 Nov 2023)
- CF1 Director (AR) (since 26 Jul 2023)
- SMF2 Chief Finance (since 1 Jan 2023)
Grant Henderson Maxwell
IRN GHM01051
- CF1 Director (AR) (since 22 Mar 2026)
- CF3 Chief Executive (AR) (since 22 Mar 2026)
Hannah Jane Charnaud
IRN HXC00279
- CF1 Director (AR) (since 31 Dec 2023)
Hinal Sagoon Patel
IRN HSP01015
- SMF12 Chair of the Remuneration Committee (1 Jan 2023 to 7 Feb 2023)
- SMF11 Chair of the Audit Committee (1 Jan 2023 to 23 Jun 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.