Charles Mathias

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pine Walk Capital Limited
FRN 949934
- Responsible for Insurance Distribution (since 18 Jul 2025)
- SMF10 Chair of the Risk Committee (since 5 Apr 2024)
- SMF9 Chair of the Governing Body (since 23 Feb 2023)
Fidelis Underwriting Limited (no longer approved here)
FRN 709360
- SMF4 Chief Risk (10 Dec 2018 to 9 Jan 2020)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF29 Significant management (4 Dec 2015 to 9 Dec 2018)
- CF10 Compliance Oversight (4 Dec 2015 to 24 May 2016)
- CF11 Money Laundering Reporting (4 Dec 2015 to 24 May 2016)
- CF28 Systems and controls (4 Dec 2015 to 6 Mar 2016)
LANCASHIRE INSURANCE COMPANY (UK) LIMITED (no longer approved here)
FRN 450965
- CF28 Systems and controls (16 Nov 2012 to 29 Jul 2015)
- CF1 Director (5 Jun 2007 to 3 Feb 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.