Martin John Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VICARAGE CAPITAL LIMITED

    FRN 455300

    • [FCA CF] Significant management (since 12 Dec 2019)
    • [FCA CF] Client dealing (since 12 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Oct 2007)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Nov 2006 to 8 Dec 2019)
  • European and Global Advisers LLP (no longer approved here)

    FRN 569000

    • CF30 Customer (19 May 2016 to 8 Dec 2019)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 9 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.