Desmond Lee Potter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TigerRisk Capital Markets & Advisory (UK) Limited

    FRN 747133

    • Director of firm who is not a certification employee or a SMF manager (since 10 Oct 2024)
  • MMC Securities Limited (no longer approved here)

    FRN 171459

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2021)
    • CF3 Chief Executive (12 Jun 2013 to 8 Dec 2019)
    • CF1 Director (16 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (16 Dec 2011 to 8 Dec 2019)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF1 Director (4 Dec 2006 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.