TigerRisk Capital Markets & Advisory (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
One Creechurch PlaceLondonEC3A 5AFUNITED KINGDOM- Phone
- +442076233806
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Complaints Contact
One Creechurch PlaceLondonEC3A 5AFUNITED KINGDOM- Phone
- +442076233806
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander James Clements
IRN AXC00800
- [FCA CF] Client dealing (28 Jun 2022 to 1 Dec 2023)
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Antonio Ursano Junior
IRN AJU01015
- CF1 Director (21 Nov 2016 to 4 May 2019)
- CF30 Customer (21 Nov 2016 to 4 May 2019)
- CF3 Chief Executive (21 Nov 2016 to 4 May 2019)
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Arthur Clowes
IRN AXC20549
- [FCA CF] Client dealing (since 26 Jun 2025)
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Camila Andreina Trejo
IRN CXT00180
- [FCA CF] Client dealing (since 6 Jul 2020)
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Catherine Anne Kenworthy
IRN CAK01048
- [FCA CF] Client dealing (since 1 Jul 2025)
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Daniel Justus Eldredge Jr.
IRN DXE00100
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2021 to 17 Oct 2023)
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Desmond Lee Potter
IRN DLP01038
- Director of firm who is not a certification employee or a SMF manager (since 10 Oct 2024)
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Donovan Charles Augustin
IRN DXA00444
- SMF3 Executive Director (since 26 Jun 2025)
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Erlend Bergstad Munthe-Kaas
IRN EBM01023
- CF30 Customer (19 Apr 2017 to 8 Dec 2019)
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Hugo Edward Crawley
IRN HEC01013
- SMF3 Executive Director (9 Dec 2019 to 17 Oct 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2022)
- CF1 Director (21 Nov 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Nov 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.