TigerRisk Capital Markets & Advisory (UK) Limited

Date authorised
21 November 2016
Companies House
09925628
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
    Web
    https://howdencma.com

  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Theodorus Jacob

    IRN IXJ46535

    • SMF3 Executive Director (4 Jul 2024 to 1 Apr 2025)
  • James Richard Few

    IRN JRF01118

    • SMF3 Executive Director (14 Aug 2020 to 10 Jan 2023)
  • James Robert Bredahl

    IRN JRB01266

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2020 to 17 Oct 2023)
  • Jarad Michael Madea

    IRN JXM00705

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jonathan Frederick Webb

    IRN JFW01096

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • Jonathon Paul D'Arcy

    IRN JPD01132

    • SMF3 Executive Director (20 Dec 2021 to 31 Dec 2023)
  • Leo Tristram Beckham

    IRN LTB01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Nov 2016 to 8 Dec 2019)
    • CF1 Director (21 Nov 2016 to 8 Dec 2019)
  • Marc Lambert Georges Wim Beckers

    IRN MXB01475

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Mark Edward Wolff

    IRN MEW01078

    • SMF16 Compliance Oversight (since 27 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2023)
  • Michael John Wade

    IRN MJW01210

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 19 Feb 2024)
    • CF2 Non Executive Director (4 Sep 2017 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.