Mark Edward Wolff

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TigerRisk Capital Markets & Advisory (UK) Limited

    FRN 747133

    • SMF16 Compliance Oversight (since 27 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2023)
  • Howden Capital Markets Limited

    FRN 402258

    • SMF16 Compliance Oversight (since 25 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2022)
    • SMF3 Executive Director (since 25 Jul 2022)
  • LGB & CO. LIMITED (no longer approved here)

    FRN 442833

    • CF1 Director (19 Jun 2015 to 4 Sep 2017)
    • CF10 Compliance Oversight (6 Jan 2014 to 4 Sep 2017)
    • CF11 Money Laundering Reporting (6 Jan 2014 to 4 Sep 2017)
    • CF30 Customer (30 Jul 2010 to 4 Sep 2017)
  • Platinum Capital Management Limited (no longer approved here)

    FRN 190828

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.