Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 19 Feb 2024)
- CF2 Non Executive Director (4 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2012)
- CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
- CF1 Director (AR) (12 May 2006 to 10 Mar 2008)
- CF26 Customer Trading (1 Feb 2006 to 31 Oct 2007)
- CF1 Director (1 Feb 2006 to 1 Nov 2012)
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- Employed By (12 May 2006 to 24 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.