Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 12 Dec 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Dec 2023)
- Responsible for Insurance Mediation (1 Jan 2017 to 30 Sep 2018)
- CF3 Chief Executive (1 Jan 2017 to 28 Nov 2019)
- CF1 Director (14 Oct 2014 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 17 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2022)
- CF1 Director (21 Nov 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Nov 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Nov 2016 to 8 Dec 2019)
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- CF1 Director (14 Apr 2008 to 30 Nov 2012)
- CF1 Director (AR) (14 Jan 2005 to 31 Dec 2009)
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- Employed By (14 Jan 2005 to 31 Dec 2009)
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- Employed By (14 Jan 2005 to 30 Jun 2006)
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- Employed By (14 Jan 2005 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.