Date authorised
1 April 2013
Companies House
07524836
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ahmed Farooq

    IRN AXF01993

    • SMF3 Executive Director (since 4 Mar 2024)
  • Akweley Suma Obo-Nai

    IRN AXO00178

    • [FCA CF] CASS oversight function (since 1 Apr 2022)
  • Alexander Charles Bridges

    IRN AXB00667

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Bradley John Anthony Maltese

    IRN BJM01143

    • [FCA CF] Significant management (since 9 Jan 2023)
    • [FCA CF] Manager of certification employee (since 9 Jan 2023)
    • SMF3 Executive Director (1 Mar 2023 to 18 Feb 2026)
    • SMF1 Chief Executive (1 Mar 2023 to 27 Nov 2023)
  • Christopher Jenkins

    IRN CXJ00209

    • [FCA CF] Significant management (since 1 Apr 2022)
  • Daniel Justus Eldredge Jr.

    IRN DXE00100

    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2021 to 2 Oct 2023)
  • Denise Garland

    IRN DXS01879

    • SMF9 Chair of the Governing Body (since 12 Dec 2023)
  • Elliot Richardson

    IRN EXR01263

    • Responsible for Insurance Distribution (27 Nov 2023 to 3 Feb 2026)
    • SMF1 Chief Executive (27 Nov 2023 to 3 Feb 2026)
    • SMF3 Executive Director (27 Nov 2023 to 3 Feb 2026)
  • Fiona Kathleen Maynard

    IRN FXM81218

    • SMF3 Executive Director (21 Aug 2020 to 8 Aug 2025)
  • Glyn Ridpath

    IRN GXR00190

    • [FCA CF] Significant management (1 Apr 2022 to 3 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.