David John Michael Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (19 Feb 2009 to 18 Jul 2011)
    • CF21 Investment Adviser (18 Jan 2002 to 30 Jun 2005)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.