Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Arnold

    IRN WXA01214

    • CF30 Customer (21 Aug 2015 to 24 Jun 2016)
  • William Buist-Wells

    IRN WXB01091

    • CF1 Director (1 Dec 2001 to 28 Feb 2002)
  • William David Wesley Dennis

    IRN WDD01004

    • CF10 Compliance Oversight (25 Apr 2005 to 11 Apr 2006)
    • CF11 Money Laundering Reporting (28 Apr 2003 to 11 Aug 2003)
    • CF1 Director (1 Dec 2001 to 11 Apr 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Apr 2006)
  • William Dufton

    IRN WXD01149

    • CF30 Customer (28 Oct 2015 to 15 Jun 2017)
  • William Greenslade

    IRN WXG00107

    • [FCA CF] Client dealing (since 10 Feb 2026)
  • William John Assheton Clegg

    IRN WJC01094

    • CF30 Customer (1 Jun 2015 to 22 Dec 2017)
  • William John Rucker

    IRN WJR01032

    • [FCA CF] Material risk taker (4 Jan 2022 to 15 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2006 to 2 Nov 2006)
    • CF10 Compliance Oversight (24 Apr 2006 to 2 Nov 2006)
    • CF8 Apportionment and Oversight (23 Jun 2004 to 31 Oct 2007)
    • CF3 Chief Executive (23 Jun 2004 to 10 Sep 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 14 Jun 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • William Lawes

    IRN WXL01170

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
  • William Leith

    IRN WXL10323

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
  • William Lindsay

    IRN WXL00029

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.