William David Wesley Dennis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF11 Money Laundering Reporting (17 Nov 2011 to 25 Apr 2012)
    • CF10 Compliance Oversight (23 Feb 2010 to 10 Apr 2013)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF10 Compliance Oversight (25 Apr 2005 to 11 Apr 2006)
    • CF11 Money Laundering Reporting (28 Apr 2003 to 11 Aug 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Apr 2006)
    • CF1 Director (1 Dec 2001 to 11 Apr 2006)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF1 Director (11 Feb 2005 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.