Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Jun 2015 to 22 Dec 2017)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (21 Mar 2014 to 27 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.