William John Rucker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marston's PLC

    FRN 708620

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (28 Nov 2018 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • [FCA CF] Material risk taker (4 Jan 2022 to 15 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2006 to 2 Nov 2006)
    • CF11 Money Laundering Reporting (24 Apr 2006 to 2 Nov 2006)
    • CF8 Apportionment and Oversight (23 Jun 2004 to 31 Oct 2007)
    • CF3 Chief Executive (23 Jun 2004 to 10 Sep 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 14 Jun 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF1 Director (11 Feb 2005 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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