Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Longden Smith

    IRN WLS01004

    • CF21 Investment Adviser (12 Jan 2004 to 30 Oct 2004)
  • William Meredith Samuel

    IRN WMS01018

    • CF30 Customer (1 Nov 2007 to 14 Feb 2014)
    • CF23 Corporate Finance Adviser (18 Dec 2003 to 31 Oct 2007)
  • Xi Chen

    IRN XXC01296

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2021)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
  • Yakhara Ngally Sembene

    IRN YNS01001

    • CF30 Customer (21 Feb 2008 to 4 Feb 2009)
  • Yana Akhtyrska

    IRN YXA01279

    • CF30 Customer (24 Nov 2017 to 29 Oct 2018)
  • Yash Shah

    IRN YXS01317

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2020)
    • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
  • Yi Jean Lim

    IRN YJL01006

    • CF30 Customer (5 Jan 2017 to 19 Oct 2017)
  • Yue Zheng

    IRN YXZ01114

    • CF30 Customer (24 Nov 2017 to 4 Jan 2018)
  • Yuhong Tang

    IRN YXT01166

    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2020)
    • CF30 Customer (28 Nov 2017 to 8 Dec 2019)
  • Yvonne Cantarero Sanchez

    IRN YXC70396

    • [FCA CF] Client dealing (since 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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