William Longden Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westbeck Capital Management LLP

    FRN 751522

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2020 to 25 Nov 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2025)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
    • CF4 Partner (14 Dec 2016 to 8 Dec 2019)
  • Premier Portfolio Managers Limited (no longer approved here)

    FRN 122067

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Nov 2021)
    • CF2 Non Executive Director (1 Oct 2016 to 8 Dec 2019)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF2 Non Executive Director (1 Oct 2016 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (12 Apr 2016 to 9 Dec 2016)
    • CF4 Partner (AR) (12 Apr 2016 to 9 Dec 2016)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (24 Aug 2015 to 20 Jan 2016)
    • CF4 Partner (22 Apr 2015 to 20 Jan 2016)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 30 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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