Westbeck Capital Management LLP

• Principal Place of Business

  47-48 Piccadilly

  London

  W1J 0DT

  UNITED KINGDOM

  Phone

  +4402080510888

  Web

  http://www.westbeckcapital.com

• Complaints Contact

  47-48 Piccadilly

  London

  W1J 0DT

  UNITED KINGDOM

  Phone

  +442080510888

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Andrew James Manuel

  IRN AJM01340

  • SMF27 Partner (6 Mar 2024 to 23 Dec 2024)
  • [FCA CF] Client dealing (3 Apr 2023 to 23 Dec 2024)
• Benoit Laurent Jerome Defforey

  IRN BLD00011

  • [FCA CF] Significant management (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2024)
  • SMF27 Partner (9 Dec 2019 to 23 Dec 2024)
  • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
  • CF4 Partner (15 Nov 2019 to 8 Dec 2019)
• Christopher Neil Lewis

  IRN CNL01029

  • [FCA CF] Client dealing (since 13 Apr 2023)
• Chude Chidi-Ofong

  IRN CXC01265

  • [FCA CF] Significant management (18 Mar 2021 to 18 Aug 2024)
  • SMF16 Compliance Oversight (18 Mar 2021 to 18 Aug 2024)
• Daniel James Woodbridge

  IRN DJW01223

  • [FCA CF] Client dealing (1 Aug 2024 to 18 Apr 2025)
• Dorota Holowiak

  IRN DXH02203

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
  • SMF16 Compliance Oversight (since 2 Jul 2025)
• Fraser Brannan

  IRN FXB01548

  • [FCA CF] Client dealing (11 Apr 2023 to 30 Aug 2024)
• Jari Amir Sharif Habib

  IRN JAH01481

  • SMF16 Compliance Oversight (3 Jul 2020 to 25 Jun 2022)
  • SMF27 Partner (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 23 Dec 2024)
  • CF4 Partner (6 Dec 2019 to 8 Dec 2019)
  • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
  • CF28 Systems and controls (19 Sep 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Dec 2016 to 25 Sep 2018)
  • CF11 Money Laundering Reporting (14 Dec 2016 to 25 Sep 2018)
• Jean Louis Pascal Bernard Le mee

  IRN JPL01046

  • SMF1 Chief Executive (9 Dec 2019 to 23 Dec 2024)
  • SMF27 Partner (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 23 Dec 2024)
  • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • CF3 Chief Executive (14 Dec 2016 to 8 Dec 2019)
  • CF4 Partner (14 Dec 2016 to 8 Dec 2019)
• Marc Hassler

  IRN MXH00515

  • [FCA CF] Client dealing (since 30 Jul 2025)

No changes recorded yet.