Law Society (NI) Financial Advice Limited

Companies House
NI023143
Last scraped
21 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42-44 Rosemary Street
    Belfast
    County Antrim
    BT1 1QE
    UNITED KINGDOM
    Phone
    +442890230696
    Web
    https://www.lsnifa.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Alexander Arnold

    IRN AAA00003

    • (17)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
  • Alastair John Rankin

    IRN AJR00014

    • (21)CF2 Non Executive Director (1 Dec 2001 to 13 May 2015)
  • Andrew Brian McClements

    IRN ABM00028

    • (15)CF30 Customer (1 Nov 2007 to 1 Feb 2018)
    • (16)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew John McColl

    IRN AXM00755

    • (60)[FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2025)
    • (61)[FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Jul 2025)
  • Brian Frederick Walker

    IRN BFW00001

    • (14)CF2 Non Executive Director (1 Dec 2001 to 13 May 2015)
  • Colin Gibson Haddick

    IRN CGH00005

    • (19)CF2 Non Executive Director (1 Dec 2001 to 13 May 2015)
  • Colin William Watson

    IRN CWW00007

    • (52)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (53)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (51)CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Dale Ralph Kirkpatrick

    IRN DRK01058

    • (76)CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • David Crozier

    IRN DXC00183

    • (70)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (69)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (68)CF30 Customer (24 Jul 2015 to 8 Dec 2019)
  • Denis William Mackie

    IRN DWM00003

    • (2)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1)Responsible for Insurance Mediation (14 Jan 2005 to 17 Sep 2014)
    • (4)CF8 Apportionment and Oversight (28 Nov 2002 to 31 Oct 2007)
    • (3)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (5)CF1 Director (1 Dec 2001 to 17 Sep 2014)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (55)[FCA CF] Functions requiring qualifications

  2. controlled function added: (54)[FCA CF] Client dealing

  3. controlled function added: (53)[FCA CF] Functions requiring qualifications

  4. controlled function added: (52)[FCA CF] Client dealing

  5. controlled function added: (51)CF30 Customer

  6. controlled function added: (50)[FCA CF] Functions requiring qualifications

  7. controlled function added: (49)CF1 Director

  8. controlled function added: (48)[FCA CF] Client dealing

  9. controlled function added: (47)CF3 Chief Executive

  10. controlled function added: (46)CF10 Compliance Oversight

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