Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Succession Financial Management Limited
FRN 225831
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
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SUCCESSION WEALTH MANAGEMENT LIMITED
FRN 588378
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
- [FCA CF] Client dealing (since 1 Jul 2025)
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- (52)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
- (53)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
- (51)CF30 Customer (1 May 2018 to 8 Dec 2019)
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- (72)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
- (70)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2025)
- (73)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
- (69)CF30 Customer (1 May 2018 to 1 Jul 2025)
- (71)CF1 Director (AR) (1 May 2018 to 20 Apr 2021)
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- (1)Employed By (7 Jan 2011 to 18 Feb 2026)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2011)
- CF21 Investment Adviser (7 Dec 2006 to 12 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (69)CF30 Customer at Navigator Financial Planning Limited
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controlled function added: (70)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited
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controlled function added: (71)CF1 Director (AR) at Navigator Financial Planning Limited
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controlled function added: (72)[FCA CF] Client dealing at Navigator Financial Planning Limited
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controlled function added: (73)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited
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controlled function added: (51)CF30 Customer at Law Society (NI) Financial Advice Limited
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controlled function added: (52)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited
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controlled function added: (53)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited