Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (52)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (53)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (51)CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (72)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (70)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2025)
    • (73)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (69)CF30 Customer (1 May 2018 to 1 Jul 2025)
    • (71)CF1 Director (AR) (1 May 2018 to 20 Apr 2021)
  • Watson Laird Limited (no longer approved here)

    FRN 538617

    • (1)Employed By (7 Jan 2011 to 18 Feb 2026)
  • Lodge Financial Advice Ltd (no longer approved here)

    FRN 229554

    • CF30 Customer (1 Nov 2007 to 3 Jan 2011)
    • CF21 Investment Adviser (7 Dec 2006 to 12 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (69)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (70)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  3. controlled function added: (71)CF1 Director (AR) at Navigator Financial Planning Limited

  4. controlled function added: (72)[FCA CF] Client dealing at Navigator Financial Planning Limited

  5. controlled function added: (73)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  6. controlled function added: (51)CF30 Customer at Law Society (NI) Financial Advice Limited

  7. controlled function added: (52)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  8. controlled function added: (53)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited