Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (74)CF30 Customer (11 May 2021 to 1 Jul 2025)
    • (75)Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 1 Jul 2025)
    • (76)[FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2025)
    • (77)[FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (3)Employed By (11 May 2021 to 1 Jul 2025)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (61)[FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Jul 2025)
    • (60)[FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (74)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (75)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  3. controlled function added: (76)[FCA CF] Client dealing at Navigator Financial Planning Limited

  4. controlled function added: (77)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  5. controlled function added: (60)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  6. controlled function added: (61)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited