Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Succession Financial Management Limited
FRN 225831
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
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SUCCESSION WEALTH MANAGEMENT LIMITED
FRN 588378
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
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- (74)CF30 Customer (11 May 2021 to 1 Jul 2025)
- (75)Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 1 Jul 2025)
- (76)[FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2025)
- (77)[FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Jul 2025)
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- (3)Employed By (11 May 2021 to 1 Jul 2025)
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- (61)[FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Jul 2025)
- (60)[FCA CF] Client dealing (16 Apr 2021 to 1 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (74)CF30 Customer at Navigator Financial Planning Limited
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controlled function added: (75)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited
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controlled function added: (76)[FCA CF] Client dealing at Navigator Financial Planning Limited
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controlled function added: (77)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited
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controlled function added: (60)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited
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controlled function added: (61)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited