Dale Ralph Kirkpatrick

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Modulus Financial Planning Ltd

    FRN 965916

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 1 Apr 2022)
    • SMF3 Executive Director (since 31 Mar 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (1 Mar 2021 to 30 Mar 2022)
    • CF1 Director (AR) (1 Mar 2021 to 29 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 30 Mar 2022)
    • CF30 Customer (1 Mar 2021 to 29 Mar 2022)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (76)CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (79)CF1 Director (AR) (28 Aug 2015 to 2 Nov 2017)
    • (78)CF30 Customer (2 Jun 2014 to 7 Aug 2020)
  • Destination Financial Planning Limited (no longer approved here)

    FRN 705459

    • Employed By (28 Aug 2015 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (78)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (79)CF1 Director (AR) at Navigator Financial Planning Limited

  3. controlled function added: (76)CF30 Customer at Law Society (NI) Financial Advice Limited