Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (2)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (1)Responsible for Insurance Mediation (14 Jan 2005 to 17 Sep 2014)
    • (4)CF8 Apportionment and Oversight (28 Nov 2002 to 31 Oct 2007)
    • (3)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (5)CF1 Director (1 Dec 2001 to 17 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Responsible for Insurance Mediation at Law Society (NI) Financial Advice Limited

  2. controlled function added: (2)CF30 Customer at Law Society (NI) Financial Advice Limited

  3. controlled function added: (3)CF21 Investment Adviser at Law Society (NI) Financial Advice Limited

  4. controlled function added: (4)CF8 Apportionment and Oversight at Law Society (NI) Financial Advice Limited

  5. controlled function added: (5)CF1 Director at Law Society (NI) Financial Advice Limited