Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (2)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (1)Responsible for Insurance Mediation (14 Jan 2005 to 17 Sep 2014)
- (4)CF8 Apportionment and Oversight (28 Nov 2002 to 31 Oct 2007)
- (3)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (5)CF1 Director (1 Dec 2001 to 17 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Responsible for Insurance Mediation at Law Society (NI) Financial Advice Limited
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controlled function added: (2)CF30 Customer at Law Society (NI) Financial Advice Limited
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controlled function added: (3)CF21 Investment Adviser at Law Society (NI) Financial Advice Limited
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controlled function added: (4)CF8 Apportionment and Oversight at Law Society (NI) Financial Advice Limited
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controlled function added: (5)CF1 Director at Law Society (NI) Financial Advice Limited