Law Society (NI) Financial Advice Limited

Companies House
NI023143
Last scraped
21 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42-44 Rosemary Street
    Belfast
    County Antrim
    BT1 1QE
    UNITED KINGDOM
    Phone
    +442890230696
    Web
    https://www.lsnifa.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eleanor Carol Malcolmson

    IRN CEM00003

    • (24)CF8 Apportionment and Oversight (1 Dec 2001 to 20 Nov 2002)
    • (25)CF1 Director (1 Dec 2001 to 20 Nov 2002)
    • (23)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
  • Emma Louise Doherty

    IRN EXD00202

    • (57)[FCA CF] Functions requiring qualifications (16 Aug 2023 to 28 Jun 2024)
    • (56)[FCA CF] Client dealing (16 Aug 2023 to 28 Jun 2024)
  • Gavin David Johnson

    IRN GDJ00011

    • (72)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (73)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (71)CF30 Customer (30 Apr 2015 to 8 Dec 2019)
  • IMELDA ANN MCMILLAN

    IRN IAM01080

    • (27)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2021)
    • (26)CF2 Non Executive Director (18 Oct 2011 to 8 Dec 2019)
  • James Gerard Maguire

    IRN JGM01110

    • (7)CF30 Customer (8 May 2014 to 3 Aug 2018)
  • James Neil Linton

    IRN JNL00010

    • (66)[FCA CF] Client dealing (3 Jan 2022 to 1 Jul 2025)
    • (67)[FCA CF] Functions requiring qualifications (3 Jan 2022 to 1 Jul 2025)
    • (64)CF30 Customer (1 Nov 2007 to 25 Mar 2014)
    • (65)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jamie Ethan Hall

    IRN JXH01222

    • (55)[FCA CF] Functions requiring qualifications (9 Sep 2024 to 1 Jul 2025)
    • (54)[FCA CF] Client dealing (9 Sep 2024 to 1 Jul 2025)
  • John Baxter

    IRN JXB00204

    • (50)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (48)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (44)SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2025)
    • (43)SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
    • (42)SMF16 Compliance Oversight (9 Dec 2019 to 8 Aug 2025)
    • (40)Responsible for Insurance Distribution (1 Oct 2018 to 19 Sep 2025)
    • (39)Responsibility for MCD Intermediation (21 Mar 2016 to 19 Sep 2025)
    • (41)Responsible for Insurance Mediation (11 Jan 2016 to 30 Sep 2018)
    • (45)CF30 Customer (3 Nov 2015 to 8 Dec 2019)
    • (47)CF3 Chief Executive (3 Nov 2015 to 8 Dec 2019)
    • (49)CF1 Director (3 Nov 2015 to 8 Dec 2019)
    • (46)CF10 Compliance Oversight (3 Nov 2015 to 8 Dec 2019)
  • John Brian Garrett

    IRN JBG00005

    • (18)CF2 Non Executive Director (1 Dec 2001 to 1 Aug 2011)
  • John Eugene Sloan

    IRN JES01175

    • (77)CF30 Customer (2 Feb 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Status

  2. permission removed: Making arrangements with a view to regulated mortgage contracts

  3. permission removed: Making arrangements with a view to transactions in investments

  4. requirement removed: OR-0100241

  5. requirement removed: OR-0229787

  6. controlled function added: (90)SMF16 Compliance Oversight

  7. controlled function added: (89)Responsible for Insurance Distribution

  8. controlled function added: (88)Responsibility for MCD Intermediation

  9. controlled function added: (87)SMF3 Executive Director

  10. controlled function added: (86)SMF17 Money Laundering Reporting Officer (MLRO)

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