John Eugene Sloan

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Modulus Financial Planning Ltd

    FRN 965916

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • SMF16 Compliance Oversight (since 31 Mar 2022)
    • SMF3 Executive Director (since 31 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2022)
    • Responsible for Insurance Distribution (since 31 Mar 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (15 Jan 2021 to 30 Mar 2022)
    • [FCA CF] Client dealing (15 Jan 2021 to 30 Mar 2022)
    • CF30 Customer (14 Jan 2021 to 29 Mar 2022)
    • CF1 Director (AR) (14 Jan 2021 to 29 Mar 2022)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (77)CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • Destination Financial Planning Limited (no longer approved here)

    FRN 705459

    • Employed By (7 Nov 2017 to 23 Sep 2020)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (80)CF30 Customer (2 Mar 2016 to 23 Sep 2020)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (18 Sep 2013 to 7 Jan 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (12 Mar 2010 to 1 Aug 2013)
  • Diamond Estates NI Ltd (no longer approved here)

    FRN 470954

    • Employed By (12 Mar 2010 to 1 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (80)CF30 Customer at Navigator Financial Planning Limited

  2. controlled function added: (77)CF30 Customer at Law Society (NI) Financial Advice Limited