James Gerard Maguire

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Law Society (NI) Financial Advice Limited (no longer approved here)
FRN 141726
- (7)CF30 Customer (8 May 2014 to 3 Aug 2018)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (10 Mar 2010 to 31 May 2012)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (27 Jan 2005 to 5 Jun 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (7)CF30 Customer at Law Society (NI) Financial Advice Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.