Eleanor Carol Malcolmson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jan 2023)
    • CF30 Customer (6 Jul 2019 to 8 Dec 2019)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (23)CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
    • (25)CF1 Director (1 Dec 2001 to 20 Nov 2002)
    • (24)CF8 Apportionment and Oversight (1 Dec 2001 to 20 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)CF21 Investment Adviser at Law Society (NI) Financial Advice Limited

  2. controlled function added: (24)CF8 Apportionment and Oversight at Law Society (NI) Financial Advice Limited

  3. controlled function added: (25)CF1 Director at Law Society (NI) Financial Advice Limited