Gavin David Johnson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Lee Strathy Limited (no longer approved here)

    FRN 607803

    • (5)[FCA CF] Functions requiring qualifications (10 Feb 2021 to 1 Jul 2025)
    • (4)[FCA CF] Client dealing (10 Feb 2021 to 1 Jul 2025)
  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (73)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (72)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (71)CF30 Customer (30 Apr 2015 to 8 Dec 2019)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (37)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (38)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (35)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2025)
    • (36)CF1 Director (AR) (13 Dec 2018 to 1 Jul 2025)
    • (34)CF30 Customer (20 Nov 2017 to 1 Jul 2025)
  • True Wealth Management Limited (no longer approved here)

    FRN 593156

    • Employed By (23 Jan 2019 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (9)Employed By (13 Dec 2018 to 1 Jul 2025)
  • Cutter & Co Financial Planning Ltd (no longer approved here)

    FRN 805876

    • Employed By (10 Apr 2018 to 1 Jul 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 28 May 2009)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Client dealing at Lee Strathy Limited

  2. controlled function added: (5)[FCA CF] Functions requiring qualifications at Lee Strathy Limited

  3. controlled function added: (34)CF30 Customer at Navigator Financial Planning Limited

  4. controlled function added: (35)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  5. controlled function added: (36)CF1 Director (AR) at Navigator Financial Planning Limited

  6. controlled function added: (37)[FCA CF] Client dealing at Navigator Financial Planning Limited

  7. controlled function added: (38)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited

  8. controlled function added: (71)CF30 Customer at Law Society (NI) Financial Advice Limited

  9. controlled function added: (72)[FCA CF] Client dealing at Law Society (NI) Financial Advice Limited

  10. controlled function added: (73)[FCA CF] Functions requiring qualifications at Law Society (NI) Financial Advice Limited