Date authorised
24 March 2015
Companies House
OC388007
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Langham Hall UK
    3rd Floor, Broadwalk House
    5 Appold Street
    Broadgate
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Langham Hall UK
    3rd Floor, Broadwalk House
    5 Appold Street
    Broadgate
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Pilgrim

    IRN LXP01373

    • CF10 Compliance Oversight (24 Mar 2015 to 17 Nov 2017)
    • CF4 Partner (24 Mar 2015 to 31 Mar 2016)
    • CF11 Money Laundering Reporting (24 Mar 2015 to 17 Nov 2017)
  • Mei Leng Tan

    IRN MLT01075

    • [FCA CF] CASS oversight function (1 Jan 2020 to 28 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2022)
    • CF10 Compliance Oversight (26 Sep 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (19 Jul 2017 to 8 Dec 2019)
  • Nicholas Mark Searle Ware

    IRN NXW00408

    • [FCA CF] Material risk taker (since 4 Dec 2025)
    • [FCA CF] Significant management (since 4 Dec 2025)
  • Philip Christopher Wallace

    IRN PCW01049

    • SMF16 Compliance Oversight (30 Mar 2022 to 6 Jun 2024)
    • [FCA CF] CASS oversight function (1 Mar 2022 to 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Nov 2020 to 31 May 2024)
    • CF11 Money Laundering Reporting (7 Dec 2017 to 12 Sep 2018)
    • CF10 Compliance Oversight (7 Dec 2017 to 12 Sep 2018)
  • Rachael Lyon

    IRN RXL01200

    • CF4 Partner (25 Jul 2016 to 6 Nov 2019)
  • Richard Andrew James

    IRN RAJ01110

    • [FCA CF] Significant management (since 12 Feb 2026)
  • Robert William Short

    IRN RWS01081

    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (24 Mar 2015 to 6 Dec 2019)
    • CF4 Partner (24 Mar 2015 to 8 Dec 2019)
  • Rodney Julius

    IRN RXJ00332

    • [FCA CF] Significant management (since 10 Feb 2025)
    • [FCA CF] Material risk taker (since 10 Feb 2025)
  • Sheetal Mehta

    IRN SXM04458

    • SMF16 Compliance Oversight (since 31 May 2024)
  • Vinay Ladwa

    IRN VXL00029

    • [FCA CF] Significant management (1 Jan 2021 to 9 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

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