Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Dec 2021)
    • Responsible for Insurance Mediation (18 Apr 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (18 Apr 2011 to 17 Jan 2018)
    • CF3 Chief Executive (18 Apr 2011 to 6 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2011 to 17 Jan 2018)
    • CF4 Partner (16 May 2007 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (24 Mar 2015 to 6 Dec 2019)
    • CF4 Partner (24 Mar 2015 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 5 Jul 2022)
    • CF3 Chief Executive (21 Feb 2017 to 8 Dec 2019)
    • CF4 Partner (21 Feb 2017 to 8 Dec 2019)
  • Apex Group Fiduciary Services (UK) Limited (no longer approved here)

    FRN 448301

    • CF1 Director (11 May 2006 to 11 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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